The Federal Securities Laws - An Overview
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Excerpt
This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statutes, and the regulators and market participants involved. In addition to a general summary of the topic, this volume provides detailed explanations of the process for registering securities, exemptions from registration, secondary distributions, and the underwriting process.
ISBN
9781782540069
Publication Date
2014
Publisher
Edward Elgar Publishing
Keywords
Corporate Governance, Regulation of Mergers, Acquisitions, state and federal securities laws
Disciplines
Banking and Finance Law | Law
Recommended Citation
Jerry W. Markham, The federal Securities Laws - An Overview, in RESEARCH HANDBOOK ON SECURITIES REGULATION IN THE UNITED STATES 1, 11 (Jerry W. Markham and Rigers Gjyshi eds., Edward Elgar Publishing 2014).
